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Partnership is the highest level of client relationship achievable. Trust, accountability, mutual support, truth and effort are crucial elements that foster long-term relationships. We find it mutually beneficial to work as "Partners" with clients and their other advisors to evaluate and meet client needs.
We understand the trust our clients place in our judgment when we make recommendations concerning plans and products. Our clients find our proactive approach to consulting and unique offering of tailored solutions distinguishes us from advisors they have used in the past.
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SFI's Private Client Group
Our Private Client Group provides unique wealth accumulation, wealth management and wealth transfer planning services to families and individuals.
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SFI's Corporate Services Group
Our Corporate Services Group provides leading Executive and Employee benefit plan solutions, Human Resource consulting services and strategies addressing business succession issues.
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SFI's Philanthropic Services Group
Our Philanthropic Services Group works with non-profits and foundations to provide an innovative array of charitable planning, investment management, and administrative services.
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Support Team
Our Support Team provides clients with quality service and is heavily involved in the day-to-day management of client needs.
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The SFI Code of Ethics
We observe a Code of Ethics that promotes the highest standards of excellence for all client relationships.
Accordingly, we shall:
- Always place the best interests of our clients above our own direct or indirect interests.
- Maintain the highest standards of professional competence and give the best possible advice to clients by remaining alert to changes in the financial landscape, and constantly improving our professional knowledge and skills.
- Hold in the strictest confidence and consider as privileged, all business and personal information pertaining to our clients' affairs.
- Make full and adequate disclosure of all facts necessary to enable our clients to make informed decisions.
- Maintain personal conduct that will reflect favorably on our business and the insurance and financial services profession.
- Abide by and conform to all provisions of the laws and regulations in the jurisdictions in which they do business.
This site is published for residents of the United States only. Registered representatives and investment advisor representatives of NFP Securities, Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact the NFP Securities, Inc. Compliance Department at 512-697-6000.
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